Compliance Audit

Are you seeking legal certainty in the areas of environment, energy, occupational safety, information security, and data protection? As part of a compliance audit, we work with you to assess whether your organization has the necessary processes in place to ensure compliance with the relevant requirements. During the audit, we create a legal register listing the legal standards relevant to your company. For this, we use our Arqum Compliance Tool , which combines the advantages of digitally designed processes with personalized consulting.

Our guided tour will give you insight into all the functions of the compliance tool and introduce you to the different performance levels.

Our services

Access to a digital platform to view and manage your action needs.

Creation of a legal register containing the relevant laws and regulations.

Presentation of the necessary actions to fulfill the relevant obligations

Creating a to-do list of open items on the path to legal certainty

Your benefits

Overview and clarity regarding important regulations relevant to your company in environmental, energy and occupational safety law.

Identification of deficiencies and determination of corrective measures

Improving legal certainty

Access to a digital platform to view and manage your action needs.

Compliance Audit: This is how we proceed

Selection of legal provisions to be auditedIn cooperation with the contact persons in your organization, a selection of the legal regulations to be audited will be made based on a current audit catalog.
Interviews with responsible persons: Interviews with those responsible within the company are used to gather information on the relevant legal regulations and their implementation within the company.
Random checks of the supporting documentation: The auditors conduct random checks to determine whether the documents available in the company comply with the requirements of the legal regulations.
Setting priorities (optional): In consultation with the client, key areas for the audit can be defined in order to examine certain topics in more detail.

documentation of the results

The results of the compliance audit are summarized in a report containing recommendations for improving the company's compliance situation. In addition, we create a legal register that documents the legal regulations relevant to the company and their implementation status.

You will also receive twelve months of access to the Basic Module of our Arqum Compliance Tool . This tool allows you to view the legal register and audit results, as well as export the data to an Excel file. Additional functions can be added upon request.

Please note: A compliance audit does not replace a legal review in individual cases. The client is obligated to seek legal advice if there is any doubt regarding the interpretation or application of legal regulations.

Contact

Lars-Åke Horst
Frankfurt/Main office
Phone: +49(0) 69-9593 2050
Email: Lars-Ake.Horst@arqum.de

Lars-Åke Horst has been with Arqum since 2011 and, as a consultant and project manager, has already supported well over 100 companies and organizations. His work focuses on energy consulting, the implementation of energy and environmental management systems, and conducting internal audits.

Furthermore, he oversees the establishment, operation and further development of quality and occupational health and safety management systems and, as Head of Digitalization, Knowledge Management and Compliance, is responsible for the further development of our Arqum Compliance Tool and further digitalization steps.